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Mary Schapiro
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21	Microsoft Word - MFA Comments FINRA R[removed]doc Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 23:14:03 Finance Financial markets Financial services Financial Industry Regulatory Authority Rumor Securities Exchange Act Broker-dealer Financial Services Authority Mary Schapiro Financial economics Financial system United States securities law
22	Microsoft Word - schapiro_welcome_0209 Add to Reading List Source URL: www.idc.org Language: English U.S. Securities and Exchange Commission Mary Schapiro Mutual fund fees and expenses Financial Industry Regulatory Authority Economy of the United States Financial regulation Government Mutual Fund Directors Forum Self-regulatory organizations United States securities law Corporate crime
23	October 6, 2011 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.idc.org Language: English United States securities law Financial services Institutional investors U.S. Securities and Exchange Commission Investment Company Act Mutual Fund Directors Forum Luis A. Aguilar Mutual fund Mary Schapiro Financial economics Investment Finance
24	April 7, 2010 The Honorable Mary L. Schapiro, Chairman The Honorable Luis A. Aguilar, Commissioner The Honorable Kathleen L. Casey, Commissioner The Honorable Elisse B. Walter, Commissioner Add to Reading List Source URL: www.idc.org Language: English Funds Financial services Collective investment schemes Institutional investors Mutual fund Investment Company Institute Closed-end fund Net asset value Investment management Financial economics Investment Finance
25	WALL STREET REFORM & CONSUMER PROTECTION WHAT THE EXPERTS ARE SAYING Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2014-11-11 19:20:36 Financial regulation Economic history United States federal banking legislation Sheila Bair Wall Street reform Systemic risk Federal Deposit Insurance Corporation Mary Schapiro U.S. Securities and Exchange Commission Commodity Futures Trading Commission Economics New Deal agencies
26	June 8, 2010 BY ELECTRONIC MAIL ONLY Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission Add to Reading List Source URL: www.hudson-trading.com Language: English - Date: 2013-08-28 15:51:56 Mary Schapiro U.S. Securities and Exchange Commission Securities Commission Public administration Financial markets Government Circuit breaker Patton Boggs
27	November 9, 2011 Chairman Mary Schapiro U.S. Securities and Exchange Commission 100 F Street, NE Room 10200 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2011-11-09 16:32:00 Self-regulatory organizations Securities Municipal Securities Rulemaking Board Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Credit rating agency Securities market Mary Schapiro Bond Financial economics Economics Financial system
28	IS3 100 Glenborough Drive Suite 100 Houston, TX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-27 13:48:04 Systemic risk Public administration Commodity Futures Trading Commission Administrative law Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Mary Schapiro Rulemaking Noble Energy Late-2000s financial crisis Financial regulation Government
29	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 2, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-03 08:50:47 Financial system Securities Exchange Act Business U.S. Securities and Exchange Commission Self-regulatory organization Selling away Mary Schapiro United States securities law Financial Industry Regulatory Authority Financial regulation
30	i Mary L Schapiro Mce Chamman. NASD Prestdent.Rqlulatw Palccy and Overr~ght Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-25 15:59:22 Evaluation methods Methodology Evaluation Marketing Data collection Survey methodology U.S. Securities and Exchange Commission Citigroup Mary Schapiro Science Market research Research methods